Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Hollingsworth Mandly is a registered representative with Northwestern Mutual Investment Services, LLC, headquartered in Milwaukee, WI. Harold has been in the industry since April 1982. Harold has a Series 6 license and the Securities Industry Essentials Examination (SIE). Harold is registered in Florida and New Jersey. Harold's firm, Northwestern Mutual Investment Services, LLC has been serving clients since 1982 and has 2181 licensed agents, 2341 investment advisor representatives, and 2399 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
04/12/1982 - Present
Northwestern Mutual Investment Services, LLC (TORRINGTON CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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