Unclaimed
Harold Heindel Wingerd is a registered investment advisor and securities representative with Vanguard Marketing Corp., based in Malvern, PA. Harold has been in the financial services industry since 1994 and holds the Series 7, Series 24, and Series 63 licenses. Harold is registered to provide investment advice in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/23/1994 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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