Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Gregory Moore is an active Broker-dealer and Investment Advisor Representative, with experience in the industry since 2000. Currently, Harold is associated with Speyside Advisors, LLC in Dallas, TX, and has been there since May 2019. Prior to this, Harold worked with STILLPOINT CAPITAL, LLC, INDEPENDENT INVESTMENT BANKERS, CORP., BLACKHILL ADVISORS LP, STONEGATE SECURITIES, INC., CS FIRST BOSTON CORPORATION and UBS SECURITIES INC. Harold holds several securities licenses including Series 3, 4, 6, 7, 24, 26, 28, 31, 33, 39, 52, 53, 63, 66, 79, 82, 86, 87, 99, and SIE. Harold is licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/17/2019 - Present
Speyside Advisors, LLC (Dallas TX)
FL
01/09/2017 - 05/16/2019
STILLPOINT CAPITAL, LLC (TAMPA FL)
TX
10/21/2014 - 03/28/2016
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
TX
10/15/2004 - 08/14/2014
BLACKHILL ADVISORS LP (DALLAS TX)
TX
04/21/2006 - 12/18/2008
STONEGATE SECURITIES, INC. (DALLAS TX)
NY
07/20/1993 - 05/22/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
06/05/1990 - 07/26/1993
UBS SECURITIES INC. (NEW YORK NY)
BOTH
Issued 03/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2006
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/28/2005
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 08/02/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/28/2005
Series 4 - Registered Options Principal Examination
BC
Issued 02/15/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2015
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 10/29/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/15/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/03/2005
Series 33 - Financial Instruments Examination
BC
Issued 03/02/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/01/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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