Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Pine is a Registered Investment Advisor representative with Chasefield Capital Inc. and has been in the industry since 1980. Harold holds the Series 3, 7, 63, and 65 licenses. Harold has experience working with clients in the financial services industry and has a specialization in portfolio management. Harold is registered in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CO
01/02/2015 - Present
Chasefield Capital Inc. (LAKEWOOD CO)
NJ
04/20/2001 - 07/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/04/2000 - 05/14/2001
UBS WARBURG LLC (NEW YORK NY)
NY
02/18/1997 - 08/31/1999
JULIUS BAER SECURITIES INC. (NEW YORK NY)
NY
11/05/1988 - 10/05/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/21/1985 - 03/20/1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
11/23/1981 - 07/06/1984
SUTRO & CO. INCORPORATED
NA
04/10/1980 - 12/07/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 12/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
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