Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Franklin Grubbs is an investment advisor representative with Financial Management, Inc. Harold has over 38 years of experience in the securities industry and is registered with the state of Arkansas, Indiana, Louisiana, and Texas. Harold has previously worked with The Leaders Group, Inc., HFG Investment Group, LLC, Equity Capital Corporation, Royal Alliance Associates, Inc., and Integrated Resources Equity Corporation. Harold is a Series 65, Series 63, Series 24, Series 7, and Series 1 registered individual. Harold provides financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Business consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
06/28/2012 - Present
Financial Management, Inc. (LITTLE ROCK AR)
CO
04/07/2003 - 12/31/2004
THE LEADERS GROUP, INC. (LITTLETON CO)
AR
11/26/2002 - 03/18/2003
HFG INVESTMENT GROUP, LLC (LITTLE ROCK AR)
CO
07/16/1997 - 08/27/2002
THE LEADERS GROUP, INC. (LITTLETON CO)
AR
07/23/1993 - 08/09/1995
EQUITY CAPITAL CORPORATION (LITTLE ROCK AR)
AZ
11/19/1989 - 07/01/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/20/1989 - 12/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/12/1982 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 12/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/1987
Series 24 - General Securities Principal Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1980
Series 1 - Registered Representative Examination
Active
Inactive
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