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Harold Francis Scattergood

LPL Financial LLC

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About Harold Francis Scattergood

Harold Francis Scattergood is an investment professional with over 50 years of experience in the financial services industry. Harold currently serves as a registered representative at LPL Financial LLC in WEST CONSHOHOCKEN, PA. Harold specializes in providing financial planning, portfolio management, and consulting services to a wide range of clients. Before joining LPL Financial LLC, Harold worked as a registered representative at Boenning & Scattergood, Inc., in WEST CONSHOHOCKEN, PA, from 1970 to 2023. Harold has extensive experience in a variety of investment products and services. Harold holds numerous professional licenses and designations, including Series 4, 7, 24, 52, 53, 63, 65, and 79.

Firm Information

Harold Scattergood is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harold Scattergood’s Registration & Firm History

PA

02/01/2023 - Present

LPL Financial LLC (WEST CONSHOHOCKEN PA)

PA

02/10/1971 - 04/03/2023

BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)

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Licenses & Designations

IA

Issued 08/23/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/30/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/04/1973

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Harold Francis Scattergood. Review regulatory record here.
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