Unclaimed
Harold Francis Scattergood is an investment professional with over 50 years of experience in the financial services industry. Harold currently serves as a registered representative at LPL Financial LLC in WEST CONSHOHOCKEN, PA. Harold specializes in providing financial planning, portfolio management, and consulting services to a wide range of clients. Before joining LPL Financial LLC, Harold worked as a registered representative at Boenning & Scattergood, Inc., in WEST CONSHOHOCKEN, PA, from 1970 to 2023. Harold has extensive experience in a variety of investment products and services. Harold holds numerous professional licenses and designations, including Series 4, 7, 24, 52, 53, 63, 65, and 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/01/2023 - Present
LPL Financial LLC (WEST CONSHOHOCKEN PA)
PA
02/10/1971 - 04/03/2023
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
IA
Issued 08/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/04/1973
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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