Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Eliot Becker is a financial professional with over 20 years of experience in the industry. He is currently registered with Chatsworth Securities LLC in Greenwich, CT and is a Registered Representative and Investment Advisor Representative. Harold has a broad range of experience in the industry, including holding previous positions at M. J. Whitman, Inc. in New York, NY. He holds several professional designations, including Series 7, 63, 65, and SIE. Harold is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/01/2000 - Present
Chatsworth Securities LLC (GREENWICH CT)
NY
03/09/1999 - 02/15/2000
M. J. WHITMAN, INC. (NEW YORK NY)
BC
Issued 03/22/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1992
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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