Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Maude is an active investment advisor representative with Equitable Advisors, LLC in Harbor Springs, Michigan. Harold has been in the financial services industry since 1983 and has held previous positions at Auto Club Funds, Inc., 1717 Capital Management Company, Allstate Financial Services, LLC and Hornor, Townsend & Kent, Inc. Harold is registered with FINRA and has a Series 7, 22, 24, 63 and 66 license. Harold provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
07/27/2020 - Present
Equitable Advisors, LLC (HARBOR SPRINGS MI)
MI
11/12/2004 - 02/27/2006
AUTO CLUB FUNDS, INC. (DEARBORN MI)
DE
04/29/2003 - 10/07/2004
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NE
12/05/2000 - 04/23/2003
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
PA
04/17/2000 - 12/06/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
PA
04/19/1989 - 02/25/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MO
09/25/1986 - 05/01/1989
INA SECURITY CORPORATION (KANSAS CITY MO)
NA
11/25/1980 - 11/21/1984
CIGNA SECURITIES, INC.
BOTH
Issued 10/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/21/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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