Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Edward Klein is a financial professional with over 40 years of experience in the industry. He is currently registered with Newedge Advisors and has previously worked with firms such as LPL Financial LLC and National Planning Corporation. Harold Edward Klein provides financial planning, pension consulting, and portfolio management services to individuals, businesses, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
07/14/2021 - Present
Newedge Advisors (NEW ORLEANS LA)
CA
11/29/2017 - 05/11/2021
LPL FINANCIAL LLC (SEAL BEACH CA)
CA
05/01/2000 - 11/29/2017
NATIONAL PLANNING CORPORATION (SEAL BEACH CA)
MA
12/11/1986 - 05/03/2000
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
04/02/1986 - 12/18/1986
WELLINGTON SECURITIES, INC.
NA
03/24/1983 - 03/31/1986
BRETCOURT SECURITIES CORPORATION
NA
12/24/1981 - 12/21/1983
WZW FINANCIAL SERVICES, INC.
BOTH
Issued 05/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Harold Klein is the right advisor for you? Invested Better is here to help.
