Unclaimed
Harold Edmond Miller is a financial professional who is currently registered with Regions Securities LLC. Harold has earned his Series 79TO and SIE licenses and is actively engaged in the investment banking industry. Harold has been in the industry for a short period of time, having started with Regions Securities LLC in August 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/20/2024 - Present
Regions Securities LLC (Dallas TX)
BC
Issued 08/20/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/19/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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