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Harold Edmond Miller

Regions Securities LLC

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About Harold Edmond Miller

Harold Edmond Miller is a financial professional who is currently registered with Regions Securities LLC. Harold has earned his Series 79TO and SIE licenses and is actively engaged in the investment banking industry. Harold has been in the industry for a short period of time, having started with Regions Securities LLC in August 2024.

Firm Information

Harold Miller is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harold Miller’s Registration & Firm History

TX

08/20/2024 - Present

Regions Securities LLC (Dallas TX)

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Licenses & Designations

BC

Issued 08/20/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/19/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harold Edmond Miller.
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