Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Dwight Allen is a registered representative with MM Ascend Life Investor Services, LLC. Harold has been in the securities industry since 2000 and has held previous positions at AMERITAS INVESTMENT CORP. and CARILLON INVESTMENTS, INC.. Harold has a Series 6 license and the Securities Industry Essentials Examination. Harold is currently registered with the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
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2
OH
09/03/2014 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
OH
06/30/2006 - 06/20/2013
AMERITAS INVESTMENT CORP. (CINCINNATI OH)
OH
07/25/2000 - 06/30/2006
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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