Unclaimed
Harold Duane Pope is a financial advisor with Osaic Wealth, Inc. with over 40 years of experience in the financial services industry. Harold is registered with the state of Illinois as an Investment Advisor Representative. Harold is a Certified Financial Planner (CFP) and has experience in portfolio management for businesses and individuals. Harold also offers financial planning, pension consulting, and educational seminars. Harold has held prior roles with Securities America, Inc. and Royal Alliance Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/14/2024 - Present
Osaic Wealth, Inc. (MATTOON IL)
IL
12/21/1999 - 06/14/2024
SECURITIES AMERICA, INC. (MATTOON IL)
AZ
11/19/1989 - 12/17/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NE
12/06/1999 - 12/07/1999
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
04/16/1984 - 10/17/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
10/23/1984 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/16/1984 - 12/07/1984
JOHN HANCOCK DISTRIBUTORS, INC.
NA
07/26/1983 - 03/08/1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
NA
08/02/1983 - 10/05/1983
MIDSTATE INVESTMENTS & SECURITIES, INC.
BC
Issued 09/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1983
Series 24 - General Securities Principal Examination
BC
Issued 03/20/1982
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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