Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Dilema is a registered representative with Athene Securities, LLC in WEST DES MOINES, IA. Harold has over 20 years of experience in the financial services industry. Harold is licensed to sell securities in Iowa. He is a Series 6, 7, 63, and 65 licensed advisor. Harold has held previous positions with J.P. MORGAN SECURITIES LLC, BARNABAS CAPITAL, LLC, STATE FARM VP MANAGEMENT CORP., AETNA INVESTMENT SERVICES, LLC, VANGUARD MARKETING CORPORATION, MONY SECURITIES CORP., and SIMMERS CAPITAL MANAGEMENT CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
07/29/2024 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NY
02/22/2022 - 07/27/2024
J.P. MORGAN SECURITIES LLC (New York NY)
NC
01/01/2021 - 11/03/2021
BARNABAS CAPITAL, LLC (CHARLOTTE NC)
AZ
07/12/2005 - 12/19/2008
STATE FARM VP MANAGEMENT CORP. (TEMPE AZ)
CT
10/12/2001 - 12/31/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
CT
06/14/2000 - 03/01/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
PA
04/22/1999 - 04/23/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
03/23/1998 - 08/24/1998
MONY SECURITIES CORP. (NEW YORK NY)
AZ
01/26/1998 - 04/02/1998
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 01/08/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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