Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Rotary is a financial advisor with over 40 years of experience in the industry. Harold is registered in 11 states, holds Series 6, 7, 63 and 66 licenses, and is a registered representative for LPL Financial LLC. Harold has a strong background with previous registrations at several prominent firms, including OSAIC INSTITUTIONS, INC., REGULUS ADVISORS, LLC, and MIDAMERICA FINANCIAL SERVICES, INC. Harold is committed to providing personalized financial planning services, including retirement planning, investment management, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
02/01/2024 - Present
LPL Financial LLC (BIRMINGHAM MI)
MI
08/21/2017 - 02/01/2024
OSAIC INSTITUTIONS, INC. (BIRMINGHAM MI)
MI
03/02/2015 - 06/06/2017
REGULUS ADVISORS, LLC (Pontiac MI)
MI
07/25/2011 - 03/05/2015
MIDAMERICA FINANCIAL SERVICES, INC. (PONTIAC MI)
MI
01/24/2011 - 04/08/2011
NATIONAL PLANNING CORPORATION (MACOMB MI)
MI
09/08/2009 - 02/03/2011
LPL FINANCIAL LLC (TROY MI)
MI
08/21/2002 - 09/08/2009
MUTUAL SERVICE CORPORATION (TROY MI)
OH
04/22/1997 - 08/30/2002
VESTAX SECURITIES CORPORATION (HUDSON OH)
NY
04/18/1984 - 02/19/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
02/12/1981 - 02/19/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 11/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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