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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold David Jones is a financial advisor with Wells Fargo Advisors Financial Network, LLC, a firm with over 2200 licensed agents and over 3200 registered representatives, which has been in business since 1987. Harold has been in the financial industry for over 30 years and has a wide range of experience in investment consulting, financial planning, and portfolio management. Harold is a Certified Financial Planner and holds the Series 3, 6, 7, 8, 9, 10, 52, 63 and 65 licenses, along with the SIE license. Harold is registered in 34 states to provide financial advice, including Louisiana, Texas, and California. Harold is also a registered investment advisor in Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
08/11/2017 - Present
Wells Fargo Advisors Financial Network, LLC (LAKE CHARLES LA)
LA
07/01/2003 - 08/11/2017
WELLS FARGO CLEARING SERVICES, LLC (LAKE CHARLES LA)
NY
05/23/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
05/21/1987 - 05/29/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1998
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/03/1986
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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