Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold D Mcnaughton is a financial advisor at Osaic Wealth, Inc. in Scottsdale, Arizona. Harold has been in the financial industry since 1995. Harold is a Certified Financial Planner and holds Series 7, Series 63, and Series 65 licenses. Harold is experienced in financial planning, portfolio management, and pension consulting. Harold works with high-net-worth individuals, charitable organizations, corporations or other businesses, pension and profit-sharing plans, and individuals other than high-net-worth. Harold's previous employers include Sagepoint Financial, Inc., National Planning Corporation, and AIG Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/06/2024 - Present
Osaic Wealth, Inc. (Scottsdale AZ)
CA
10/03/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (FULLERTON CA)
CA
12/08/2008 - 10/04/2017
NATIONAL PLANNING CORPORATION (BREA CA)
CA
10/31/2005 - 12/12/2008
AIG FINANCIAL ADVISORS, INC. (PLACEITIA CA)
AZ
05/07/2004 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MO
03/05/1998 - 05/14/2004
EDWARD JONES (ST. LOUIS MO)
NY
01/16/1995 - 02/27/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 2/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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