Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Blaine Miller is a registered representative with Concourse Financial Group Securities, Inc., and has been in the industry since June 19, 2002. Harold Blaine Miller is a Registered Representative with Concourse Financial Group Securities, Inc. Harold Blaine Miller has a diverse background and has previously worked with Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., Stifel, Nicolaus & Company, Incorporated, MetLife Securities Inc., Metropolitan Life Insurance Company, AXA Advisors, LLC, Colonial Brokerage, Inc., E*TRADE SECURITIES LLC, and The Advisors Group, Inc. Harold Blaine Miller holds licenses for Series 7, Series 24, Series 52TO, Series 53, and Series 66. Harold Blaine Miller's firm, Concourse Financial Group Securities, Inc., is a full-service investment firm offering a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
01/05/2016 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
AL
09/04/2012 - 12/28/2015
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
08/30/2012 - 12/28/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
07/08/2015 - 12/22/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
04/05/2007 - 09/07/2012
METLIFE SECURITIES INC. (BIRMINGHAM AL)
AL
04/05/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BIRMINGHAM AL)
AL
05/05/2005 - 03/24/2007
AXA ADVISORS, LLC (BIRMINGHAM AL)
AL
03/29/2004 - 03/29/2005
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
NJ
09/17/2001 - 06/11/2003
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
MD
08/04/2000 - 10/05/2000
THE ADVISORS GROUP, INC. (BETHESDA MD)
BOTH
Issued 08/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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