Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Bin Cho is a financial professional with over 30 years of experience in the industry. Harold is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held prior positions with Morgan Stanley, Morgan Stanley & Co. Incorporated, Lehman Brothers Inc., and Sands Brothers & Co., LTD.. Harold holds a variety of licenses including Series 3, 7, 9, 10, 63, 65, 79, and SIE. Harold specializes in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Harold is committed to providing personalized financial advice and investment strategies that meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/18/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHORT HILLS NJ)
NY
06/01/2009 - 10/06/2014
MORGAN STANLEY (NEW YORK NY)
NY
09/22/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
08/06/1992 - 10/02/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/07/1992 - 08/18/1992
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 11/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2005
Series 3 - National Commodity Futures Examination
BC
Issued 01/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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