Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Bertram Gross is a financial advisor with over 40 years of experience in the industry. Harold is registered with Janney Montgomery Scott LLC in both New York and Pennsylvania and holds several securities licenses, including Series 1, 5, 7, PC, and SIE. Harold has previously been registered with several other firms, including Advest, Inc., PaineWebber Incorporated, Prudential-Bache Securities Inc., L.F. Rothschild, Unterberg, Towbin, and Garvin Bantel. Harold is currently registered as an Investment Advisor Representative in New York and Pennsylvania. Harold serves high-net-worth individuals, corporations, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Harold specializes in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
12/16/2010 - Present
Janney Montgomery Scott LLC (PURCHASE NY)
CT
08/23/1994 - 02/18/2000
ADVEST, INC. (HARTFORD CT)
NJ
08/01/1990 - 08/17/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/17/1984 - 07/25/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
01/27/1976 - 12/14/1984
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
10/26/1971 - 09/23/1973
GARVIN BANTEL
BC
Issued 06/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1982
Series 5 - Interest Rate Options Examination
BC
Issued 01/17/1978
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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