Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Gordy is an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. located in Berlin, Maryland. Harold has been in the financial services industry since September 7, 2001. Harold is licensed to provide financial advice in Alaska, Arizona, California, Colorado, Delaware, Florida, Illinois, Maryland, Michigan, Minnesota, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
10/26/2009 - Present
Cambridge Investment Research Advisors, Inc. (BERLIN MD)
MD
05/14/2004 - 10/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OCEAN CITY MD)
NY
09/07/2001 - 05/13/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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