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Harold Allen Lockwood

First Citizens Investor Services, Inc.

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About Harold Allen Lockwood

Harold Lockwood is a financial advisor at First Citizens Investor Services, Inc., located in Columbia, SC. Harold has over 15 years of experience in the financial services industry. Harold is a Certified Financial Planner and a Chartered Financial Consultant. Harold specializes in retirement planning, college savings, and estate planning.

Firm Information

Harold Lockwood is currently registered with First Citizens Investor Services, Inc.. First Citizens Investor Services, Inc. is a Corporation formed in 1994 with its main office located in Raleigh, North Carolina. The firm offers a range of advisory services including financial planning, selection of other advisors, and portfolio management for individuals and businesses. First Citizens Investor Services, Inc. manages approximately $1.73 billion in regulatory assets under management for a diverse clientele, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
First Citizens Investor Services, Inc.

8540 COLONNADE CENTER DRIVE

RALEIGH, NC 27615

$1.73B

Assets Under Management

Not reported

Total Clients

574

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harold Lockwood’s Registration & Firm History

NC

04/07/2021 - Present

First Citizens Investor Services, Inc. (CHARLOTTE NC)

NC

02/17/2021 - 03/16/2021

TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)

VA

01/02/2018 - 02/17/2021

BB&T SECURITIES, LLC (RICHMOND VA)

NC

02/15/2006 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 03/07/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/10/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/03/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harold Allen Lockwood.
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