Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harmony? Claim Your ProfileHarmony Davies Smith is a financial advisor with over 4 years of experience in the financial services industry. Harmony is registered to provide investment advice in both New Jersey and North Carolina and holds Series 7, 9, 66 and SIE licenses. Harmony has worked at Ameriprise Financial Services, LLC since February of 2023. Previously, Harmony worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Robert W. Baird & Co. Incorporated, and Baird Private Wealth Management. Harmony is also an active member of DLight, Inc., a financial planning firm, where she works as a Paraplanner. Harmony specializes in providing financial advice for individual and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/05/2023 - Present
Ameriprise Financial Services, LLC (Florham Park NJ)
NC
05/12/2020 - 02/16/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
07/31/2019 - 04/09/2020
ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)
BOTH
Issued 09/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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