Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harmony? Claim Your ProfileHarmony Russo is a financial advisor who has been in the industry since 2014. Harmony is currently registered with DAI Securities, LLC and has been a registered representative for the firm since September 2023. Harmony has been active in the state of California since 2014. Previously, Harmony was a financial advisor with CROWN CAPITAL SECURITIES, L.P. from May 2014 to September 2023. Harmony holds Series 6, 22, 63, and SIE licenses. Harmony is licensed in 13 states. Harmony's clients are located in Westlake Village, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/01/2023 - Present
DAI Securities, LLC (Westlake Village CA)
CA
05/08/2014 - 09/05/2023
CROWN CAPITAL SECURITIES, L.P. (WESTLAKE VILLAGE CA)
BC
Issued 10/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2018
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/08/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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