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Harmon Anson Kong

Apriem Advisors

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About Harmon Anson Kong

Harmon Anson Kong is a financial advisor with Apriem Advisors in Irvine, California. Harmon has been in the financial services industry since 1989 and holds Series 7, 63, and 65 licenses. Harmon specializes in providing financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, and charitable organizations. Harmon also holds the Certified Financial Planner designation.

Firm Information

Harmon Kong is currently registered with Apriem Advisors. Apriem Advisors is an investment advisor based in Irvine, California with approximately $1 billion in assets under management. The firm provides financial planning, pension consulting, and educational seminars to individuals, families, and charitable organizations. Apriem Advisors also offers portfolio management services for individuals and has a total of 2,467 accounts.
Apriem Advisors

19200 VON KARMAN AVENUE

IRVINE, CA 92612

$1.05B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Harmon Kong’s Registration & Firm History

CA

10/17/2003 - Present

Apriem Advisors (IRVINE CA)

CA

03/06/2003 - 11/17/2008

DOLPHIN SECURITIES, INC. (IRVINE CA)

IA

05/20/1998 - 03/03/2003

CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)

RI

09/08/1989 - 04/14/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

CA

05/23/1989 - 03/28/1990

BARABAN SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 09/02/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Harmon Anson Kong.
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