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Harmeet Singh Sawhney

Nylife Securities LLC

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About Harmeet Singh Sawhney

Harmeet Singh Sawhney is a financial advisor with Nylife Securities LLC in Pittsburgh, PA. Harmeet is registered to conduct business in California, New Jersey, New York, and Pennsylvania. Harmeet has passed the Series 6TO, SIE, and Series 63 exams. Harmeet joined Nylife Securities LLC in August 2020.

Firm Information

Harmeet Sawhney is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harmeet Sawhney’s Registration & Firm History

PA

08/28/2020 - Present

Nylife Securities LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 10/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harmeet Singh Sawhney.
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