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Harmeet Singh Hayer

Pruco Securities, LLC

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About Harmeet Singh Hayer

Harmeet Singh Hayer is a financial advisor at Pruco Securities, LLC. Harmeet Hayer is a registered Investment Advisor Representative in California and is Series 6, 7, 63 and 65 licensed. Harmeet Hayer is also a Certified Financial Planner. Prior to joining Pruco Securities, LLC, Harmeet Hayer worked at Fidelity Brokerage Services LLC and BBVA Securities Inc. Harmeet Hayer has been in the industry since 2013.

Firm Information

Harmeet Hayer is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Harmeet Hayer’s Registration & Firm History

CA

08/09/2024 - Present

Pruco Securities, LLC (ROSEVILLE CA)

CA

03/16/2020 - 02/13/2024

FIDELITY BROKERAGE SERVICES LLC (SUNNYVALE CA)

CA

07/07/2016 - 11/10/2016

BBVA SECURITIES INC. (LODI CA)

CA

09/23/2013 - 05/06/2016

UNIONBANC INVESTMENT SERVICES, LLC (ROSEVILLE CA)

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Licenses & Designations

BC

Issued 05/04/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/13/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/10/2016

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Harmeet Singh Hayer. Review regulatory record here.
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