Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harman? Claim Your ProfileHarman Singh Johal is a financial advisor registered with U.S. Bancorp Investments, Inc. Harman is also registered with the state of Texas. Harman has been in the industry for over 15 years. Harman has a wide range of experience in the financial industry, having worked with several firms including J.P. Morgan Securities LLC, BBVA Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Harman's previous role was with BBVA Securities, Inc., where Harman held the title of Financial Advisor. Harman is a highly experienced professional who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
TX
01/10/2022 - Present
U.s. Bancorp Investments, Inc. (Houston TX)
TX
08/06/2020 - 05/04/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
10/01/2012 - 03/30/2020
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
12/08/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BELLAIRE TX)
TX
10/23/2009 - 12/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
11/17/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
07/25/2005 - 12/07/2006
NYLIFE SECURITIES INC. (HOUSTON TX)
BOTH
Issued 01/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2012
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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