Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harlin? Claim Your ProfileHarlin Urofsky is a financial advisor with over 13 years of experience in the industry. Harlin holds a Series 7, Series 31, Series 63 and Series 66 license and is registered with Citigroup Global Markets Inc. in Connecticut and New York. Harlin has previously worked at Citi Private Advisory, LLC, Deutsche Bank Securities Inc. and Barclays Capital Inc. Harlin provides financial planning, asset allocation advice, portfolio management for businesses and individuals, and pension consulting services. Harlin is also a Board Member - Advisor for the New York University Impact Investment Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NA
08/17/2021 - Present
Citigroup Global Markets Inc. (London )
NY
12/13/2017 - 08/25/2023
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
09/13/2010 - 03/06/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/16/2009 - 07/29/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 10/23/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/07/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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