Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harley? Claim Your ProfileHarley Raymond Sacks is an investment advisor representative with First Trust Advisors LP. Harley has been in the securities industry for over 4 years. Harley is licensed in Illinois, New Jersey, New York, Pennsylvania, and Texas. Harley has passed the Series 66, Series 7TO, and SIE exams. Harley specializes in providing portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Harley is also able to provide selection of other advisors and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
IL
01/07/2020 - Present
First Trust Advisors LP (WHEATON IL)
NJ
10/25/2019 - 12/04/2019
MORGAN STANLEY (FLORHAM PARK NJ)
BOTH
Issued 11/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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