Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harley? Claim Your ProfileHarley Evans is a financial advisor with over 16 years of experience in the industry. Harley is currently registered with Osaic Wealth, Inc. and has a Series 66 license as well as Series 7, 3 and 55 licenses. Harley has previously held positions at several other firms, including Ameriprise Financial Services, LLC, Pruco Securities, LLC and T3 Trading Group, LLC. Harley specializes in working with individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/02/2025 - Present
Osaic Wealth, Inc. (CLEARWATER FL)
FL
07/06/2023 - 08/29/2023
PRUCO SECURITIES, LLC. (TAMPA FL)
FL
05/31/2022 - 09/27/2022
AMERIPRISE FINANCIAL SERVICES, LLC (New Port Richey FL)
NY
10/24/2016 - 11/02/2017
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
10/28/2015 - 10/24/2016
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
09/23/2010 - 10/09/2015
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
12/13/2006 - 10/06/2010
MAKO FINANCIAL MARKETS, LLC (NEW YORK NY)
IL
11/17/2005 - 08/09/2006
FIMAT USA, LLC (CHICAGO IL)
NY
08/16/2005 - 11/14/2005
REFCO SECURITIES, LLC (NEW YORK NY)
NY
11/27/2003 - 07/25/2005
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
01/18/2002 - 04/01/2002
TULLETT & TOKYO LIBERTY SECURITIES INC. (NEW YORK NY)
NY
04/02/2001 - 01/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
12/01/2000 - 04/06/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
05/17/2000 - 01/03/2001
WORLDCO, L.L.C. (NEW YORK NY)
BOTH
Issued 09/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2007
Series 4 - Registered Options Principal Examination
BC
Issued 05/31/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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