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Harlan F Little

Fidelity Brokerage Services LLC

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About Harlan F Little

Harlan F. Little has been a registered representative since July 1998 and currently holds Series 6, 7, 63, 65, 7TO and SIE licenses. Harlan is currently registered with Fidelity Brokerage Services LLC and previously worked at PRUCO SECURITIES, LLC., FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.

Firm Information

Harlan Little is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harlan Little’s Registration & Firm History

NC

09/05/2024 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

NC

12/18/2015 - 01/13/2016

PRUCO SECURITIES, LLC. (CHARLOTTE NC)

MO

10/01/2000 - 05/31/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

08/16/2000 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

MN

07/16/1998 - 06/26/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/16/1998 - 06/26/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 07/20/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/08/2024

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Harlan F Little.
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