Unclaimed
Harlan Edward Boyles is a registered representative with Wells Fargo Securities, LLC and has been in the financial industry since November 4, 1993. Harlan is registered in Georgia, Illinois, North Carolina, South Carolina and Tennessee. Harlan has a strong track record of providing financial advice to clients. Harlan holds Series 7, Series 52, Series 53, Series 24, Series 79TO, Series 99TO and the SIE exam. Prior to Wells Fargo Securities, LLC, Harlan worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, The Robinson-Humphrey Company, LLC and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/29/2009 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
06/19/2009 - 10/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/16/2000 - 06/25/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
GA
05/31/1995 - 05/31/2000
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NJ
07/23/1993 - 03/01/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 11/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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