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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harlan? Claim Your ProfileHarlan Dickson Hughes is a financial advisor with over 27 years of experience in the industry. Harlan has a broad range of experience, having worked with firms like Morgan Stanley Smith Barney and Citigroup Global Markets Inc. before joining Newedge Advisors in 2017. Harlan has a strong track record of providing investment advisory services to a diverse clientele, including high-net-worth individuals, corporations, and pension plans. Harlan holds several licenses and certifications, including Series 7, Series 31, Series 63, Series 65, and the SIE exam. Harlan is a dedicated and experienced professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
12/12/2024 - Present
Newedge Advisors (Shreveport LA)
TX
04/17/2015 - 06/26/2017
CAPITAL ONE INVESTING, LLC (Fort Worth TX)
LA
07/23/2012 - 04/06/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOSSIER CITY LA)
LA
06/01/2009 - 08/03/2012
MORGAN STANLEY SMITH BARNEY (SHREVEPORT LA)
LA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREVEPORT LA)
MD
08/25/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/08/1995 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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