Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harkirt? Claim Your ProfileHarkirt Raj Singh is a financial professional with over 20 years of experience in the industry. Singh is currently registered with MUFG Securities Americas Inc., a brokerage firm based in New York, NY. Previously, Singh was employed by E*TRADE SECURITIES LLC in various locations. Singh holds several professional licenses, including Series 7, 24, 4, 9, 55, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/14/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NJ
10/15/2008 - 01/27/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NC
12/14/2007 - 08/05/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
CA
09/03/2002 - 12/14/2007
E*TRADE CLEARING LLC (RANCHO CORDOVA CA)
NJ
01/08/1997 - 09/03/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 01/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/2002
Series 4 - Registered Options Principal Examination
BC
Issued 06/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 05/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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