Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Haritha? Claim Your ProfileHaritha Gummadi is a financial advisor who is currently registered with LPL Financial LLC. Haritha has been in the industry since 2020 and has experience with Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Financial Specialists LLC, and Cetera Investment Services LLC. Haritha holds the Series 99TO and SIE licenses. Haritha focuses on providing financial advice to individuals, corporations, pension plans, and charitable organizations. Haritha is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/05/2022 - Present
LPL Financial LLC (FORT MILL SC)
IA
07/23/2020 - 05/12/2022
CETERA ADVISORS LLC (W DES MOINES IA)
IA
05/27/2020 - 05/12/2022
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
05/27/2020 - 05/12/2022
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
05/27/2020 - 05/12/2022
CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)
BC
Issued 05/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2019
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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