Unclaimed
Harish Chugh is an investment advisor representative who has been in the financial industry since 1981. Harish is currently registered with Equitable Advisors, LLC in Melville, NY. Harish holds licenses in several states, including California, District of Columbia, Florida, Maryland, New Jersey, New York, North Carolina, and Texas. Harish provides advisory services to clients with diverse investment needs, including businesses, individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/29/2015 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
08/26/1981 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 02/24/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/22/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/24/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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