Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Haris? Claim Your ProfileHaris Ctorides has been in the financial services industry since December 9, 2001. Haris is currently registered with Stonex Securities Inc. and has been with the firm since April 28, 2022. Prior to joining Stonex Securities Inc., Haris was employed by Stonex Financial Inc., Gain Securities, Quest Capital Strategies, Inc., TD Waterhouse Investor Services, Inc., Datek Online Financial Services LLC, Datek Online Brokerage Services LLC, Chatfield Dean & Co., Inc., R.T.G. Richards and Company, Inc., Meyers Pollock Robbins, Inc., and Suppes Securities, Inc. Haris holds the following licenses: Series 4, Series 7, Series 24, Series 55, Series 63, Series 99TO, and SIE. Haris is registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/28/2022 - Present
Stonex Securities Inc. (Warren NJ)
NY
12/24/2020 - 04/05/2022
STONEX FINANCIAL INC. (NEW YORK NY)
NJ
05/06/2009 - 08/11/2020
GAIN SECURITIES (BEDMINSTER NJ)
CA
06/19/2007 - 04/28/2008
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NE
01/31/2005 - 09/16/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
04/20/2004 - 11/05/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NJ
06/30/2001 - 10/30/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
06/19/1997 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
CO
02/28/1997 - 05/13/1997
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NY
12/09/1996 - 01/22/1997
R.T.G. RICHARDS AND COMPANY, INC. (GARDEN CITY NY)
NY
10/29/1996 - 11/13/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NY
10/03/1996 - 10/22/1996
SUPPES SECURITIES, INC. (NYC NY)
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/1998
Series 4 - Registered Options Principal Examination
BC
Issued 04/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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