Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hari? Claim Your ProfileHari Srinivasan is a registered representative of Neuberger Berman BD LLC, a registered broker-dealer. Hari is also an investment adviser representative with Neuberger Berman Investment Advisers LLC. Hari has been in the securities industry since August 13, 2001. He is licensed to provide investment advice in California, New Jersey, and New York. Hari's previous experience includes working at BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/20/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/16/2001 - 04/06/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 01/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/31/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Hari Srinivasan is the right advisor for you? Invested Better is here to help.
