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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harender? Claim Your ProfileHarender Singh Arora has been a registered investment advisor representative since 1993, primarily focusing on financial planning, pension consulting, and portfolio management for individuals and businesses. Harender has a diverse background, having worked with both Securities America, Inc. and Osaic Wealth, Inc. Throughout his career, Harender has consistently demonstrated expertise in providing comprehensive financial guidance to clients. Harender holds a Series 63, Series 65, Series 7, and Series 24 licenses and has also passed the SIE exam. Harender is currently registered in 14 states for securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (WILLIAMSVILLE NY)
NY
05/21/1993 - 06/14/2024
SECURITIES AMERICA, INC. (WILLIAMSVILLE NY)
NY
06/21/1984 - 03/08/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/1995
Series 24 - General Securities Principal Examination
BC
Issued 06/27/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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