Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hardik? Claim Your ProfileHardik B Shah is an investment advisor representative with Cetera Investment Advisers LLC. Hardik has been in the industry since June 2003. Hardik has a Series 6, Series 7, Series 63 and Series 65 licenses. Hardik is registered to provide investment advisory services in 22 states. Hardik is also a registered representative with Cetera Advisor Networks LLC. Hardik specializes in portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors. Hardik is also a book author and fixed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWARK DE)
DE
06/30/2003 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWARK DE)
IA
Issued 08/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Hardik Shah is the right advisor for you? Invested Better is here to help.
