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Harbani Rana

Blackrock Investments, LLC

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About Harbani Rana

Harbani Rana is a financial advisor with Blackrock Investments, LLC, a firm based in New York, NY. Harbani has been in the financial industry since 2008. Harbani has a Series 66, Series 3, Series 7 licenses. Harbani has been registered in New York since 2021. Previously, Harbani was with J.P. Morgan Securities LLC, Neuberger Berman LLC, and J.P. Morgan Clearing Corp..

Firm Information

Harbani Rana is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harbani Rana’s Registration & Firm History

NY

05/25/2021 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

07/17/2013 - 03/31/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/28/2011 - 04/09/2013

NEUBERGER BERMAN LLC (NEW YORK NY)

NY

03/14/2008 - 02/25/2011

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/14/2008 - 12/31/2008

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/09/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2013

Series 3 - National Commodity Futures Examination

BC

Issued 03/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harbani Rana.
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