Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harald? Claim Your ProfileHarald Norman Schot is a financial advisor associated with LPL Financial LLC. Harald Schot has been in the securities industry since February 26, 2000. Harald Schot has passed the Series 6, 7, 63, 65, and SIE exams. Harald Schot is registered in Alaska, Arizona, Colorado, Idaho, Pennsylvania, Texas and Washington. Harald Schot has previous experience with NYLIFE SECURITIES LLC, METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
12/05/2008 - Present
LPL Financial LLC (STANWOOD WA)
WA
06/02/2006 - 12/12/2008
NYLIFE SECURITIES LLC (LAKE STEVENS WA)
MA
02/07/2000 - 05/12/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/07/2000 - 05/12/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 01/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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