Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Happy? Claim Your ProfileHappy Franklin is a financial advisor who has been working in the industry since 2001. Happy is currently registered with Osaic Wealth, Inc. and holds Series 7, 63 and 66 licenses. Happy also holds the SIE exam. Happy is registered to provide investment advice in 11 states. Happy has previously worked for Securities America, Inc., Hilltop Securities Independent Network Inc., Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc. Happy provides a range of financial services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/14/2024 - Present
Osaic Wealth, Inc. (DALLAS TX)
TX
10/23/2020 - 06/14/2024
SECURITIES AMERICA, INC. (DALLAS TX)
TX
07/22/2009 - 11/09/2020
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DALLAS TX)
TX
01/01/2008 - 07/24/2009
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
09/05/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DALLAS TX)
BOTH
Issued 09/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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