Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Haolin? Claim Your ProfileHaolin Chen is a financial advisor with Cetera Investment Services LLC. Haolin is registered with FINRA and the state of California. Haolin has a Series 7, Series 63, and Series 6 licenses. Haolin has been in the securities industry since 2020. Haolin is currently located in Pasadena, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/25/2022 - Present
Cetera Investment Services LLC (PASADENA CA)
CA
04/28/2022 - 08/04/2022
CETERA INVESTMENT SERVICES LLC (DIAMOND BAR CA)
CA
07/24/2020 - 07/28/2021
NYLIFE SECURITIES LLC (BREA CA)
BC
Issued 08/06/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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