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Hao Tri Lu

Farmers Financial Solutions, LLC

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About Hao Tri Lu

Hao Lu is a financial advisor with Farmers Financial Solutions, LLC, specializing in investment company products and variable contracts. Hao is a registered representative in California and has been in the industry for over 2 months. Hao's background includes experience with both Series 63 and Series 6TO exams. Hao is dedicated to providing financial guidance and support to clients in the Rosemead, California area.

Firm Information

Hao Lu is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hao Lu’s Registration & Firm History

CA

01/22/2024 - Present

Farmers Financial Solutions, LLC ( ROSEMEAD CA)

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Licenses & Designations

BC

Issued 11/30/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/31/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Hao Tri Lu. Review regulatory record here.
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