Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hao? Claim Your ProfileHao Lam is a financial advisor with LPL Financial LLC, a firm based in Fort Mill, SC. Hao has been in the securities industry since 2002 and has worked with a number of firms throughout their career, including Citigroup Global Markets Inc. and Park Avenue Securities LLC. Hao is registered in a variety of states and has passed several industry exams. Hao specializes in financial planning, investment management, and consulting, and is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/01/2021 - Present
LPL Financial LLC (FLUSHING NY)
NY
12/11/2017 - 06/15/2021
CITIGROUP GLOBAL MARKETS INC. (Whitestone NY)
NY
09/09/2013 - 12/20/2017
LPL FINANCIAL LLC (FLUSHING NY)
NY
11/18/2011 - 03/19/2013
PARK AVENUE SECURITIES LLC (GARDEN CITY NY)
NY
02/22/2008 - 11/17/2011
AXA ADVISORS, LLC (LAKE SUCCESS NY)
CA
05/20/1994 - 04/03/2000
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
MA
12/01/1993 - 04/26/1994
G.R. STUART & COMPANY, INC. (MAYNARD MA)
CA
10/19/1993 - 11/10/1993
MONTANO SECURITIES CORPORATION (ORANGE CA)
BOTH
Issued 02/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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