Invested Better
Unclaimed

Unclaimed

Unclaimed

Hans William Mathiak

Fifth Third Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Hans? Claim Your Profile

About Hans William Mathiak

Hans Mathiak is a financial advisor with Fifth Third Securities, Inc. He has over 20 years of experience in the financial services industry. Hans is registered with the state of Michigan as an investment advisor representative and holds the Series 66, Series 7 and SIE licenses. Hans provides a range of financial advisory services, including portfolio management for individuals and businesses, financial planning, and selection of other advisors. Hans is also a sponsor of a wrap fee program. His prior experience includes time at J.P. Morgan Securities LLC, Chase Investment Services Corp., MML Investors Services, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, and AXA Advisors, LLC.

Firm Information

Hans Mathiak is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

102 WEST FRONT STREET

TRAVERSE CITY, MI 49684

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Hans Mathiak’s Registration & Firm History

MI

10/08/2012 - Present

Fifth Third Securities, Inc. (TRAVERSE CITY MI)

MI

10/01/2012 - 10/02/2012

J.P. MORGAN SECURITIES LLC (TRAVERSE CITY MI)

MI

12/14/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (TRAVERSE CITY MI)

GA

08/05/2009 - 08/03/2011

MML INVESTORS SERVICES, LLC (ATLANTA GA)

GA

06/30/2003 - 07/23/2009

METLIFE SECURITIES INC. (ATLANTA GA)

GA

06/30/2003 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (KENNESAW GA)

NY

11/16/2001 - 07/02/2003

AXA ADVISORS, LLC (NEW YORK NY)

Not sure if Hans William Mathiak is right for you?

Licenses & Designations

BOTH

Issued 11/20/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Hans William Mathiak. Review regulatory record here.
Not sure if Hans William Mathiak is right for you?