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Hans William Mathiak

Fifth Third Securities, Inc.

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About Hans William Mathiak

Hans William Mathiak is a registered representative with Fifth Third Securities, Inc. in Traverse City, Michigan. Hans has been in the securities industry since April 10, 2002. Hans is also a registered investment advisor in Michigan. His previous experience includes J.P. Morgan Securities LLC, Chase Investment Services Corp., MML Investors Services, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, and AXA Advisors, LLC. Hans specializes in portfolio management for individuals and businesses. Hans is also available to provide financial planning and selection of other advisors.

Firm Information

Hans Mathiak is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hans Mathiak’s Registration & Firm History

MI

10/08/2012 - Present

Fifth Third Securities, Inc. (TRAVERSE CITY MI)

MI

10/01/2012 - 10/02/2012

J.P. MORGAN SECURITIES LLC (TRAVERSE CITY MI)

MI

12/14/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (TRAVERSE CITY MI)

GA

08/05/2009 - 08/03/2011

MML INVESTORS SERVICES, LLC (ATLANTA GA)

GA

06/30/2003 - 07/23/2009

METLIFE SECURITIES INC. (ATLANTA GA)

GA

06/30/2003 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (KENNESAW GA)

NY

11/16/2001 - 07/02/2003

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/20/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Hans William Mathiak. Review regulatory record here.
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