Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hans? Claim Your ProfileHans Peter Smith is a financial advisor associated with LPL Financial LLC, based in SAINT CHARLES, MO. Hans Peter Smith has been in the industry since 1999 and is licensed in several states. Hans Peter Smith offers a variety of financial services including financial planning, portfolio management, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
05/24/2022 - Present
LPL Financial LLC (SAINT CHARLES MO)
TN
08/17/2005 - 03/03/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NY
05/03/2004 - 08/02/2005
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
CT
09/25/2002 - 05/06/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
MA
03/31/1999 - 08/27/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 11/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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