Unclaimed
Hans-peter Fofack is a financial advisor with Neuberger Berman BD LLC. Hans-peter has been in the industry since 2022 and has the Series 7TO, Series 63 and Series 65 licenses. Previously, Hans-peter was with Berenberg Capital Markets LLC. Hans-peter is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
11/28/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
06/13/2022 - 06/13/2022
BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)
IA
Issued 11/26/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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