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Hans P Nesvold

Kingswood Capital Partners, LLC

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About Hans P Nesvold

Hans Nesvold is a financial advisor with Kingswood Capital Partners, LLC in San Diego, California. Hans has over 18 years of experience in the financial services industry. Hans holds the Series 7, Series 24, Series 63, Series 87, Series 99TO and SIE licenses. Hans is registered in New York and Texas. Hans was previously employed at Raymond James & Associates, Inc., Silver Lane Advisors LLC, Jefferies LLC, Lazard Asset Management Securities LLC, and Bear, Stearns & Co. Inc.

Firm Information

Hans Nesvold is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hans Nesvold’s Registration & Firm History

CA

12/14/2021 - Present

Kingswood Capital Partners, LLC (SAN DIEGO CA)

NY

04/12/2019 - 05/14/2020

RAYMOND JAMES & ASSOCIATES, INC. (New York NY)

NY

10/11/2013 - 12/20/2019

SILVER LANE ADVISORS LLC (NEW YORK NY)

NY

10/05/2010 - 08/01/2013

JEFFERIES LLC (NEW YORK NY)

NY

06/27/2008 - 10/26/2010

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

NY

08/29/2002 - 06/17/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/27/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/27/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hans P Nesvold.
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